408(b)(2) Disclosure Regulations Delayed to July 1, 2012

408(b)(2) Deadline Extended

The Employee Benefits Security Administration (EBSA) is releasing final 408b-2 regulations. In addition to removing the “Interim” tag on the regulations, a few changes were made to the disclosure rules. Most importantly, the effective date for 408b-2 compliance was moved back to July 1, 2012. The following are some of the newest 408b-2 regulation changes [...]


Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA / SIPC to residents of: Alaska - California - Colorado - District of Columbia - Florida - Idaho - Maryland - Massachusetts - Nevada - New York - Ohio - Oregon - Vermont - Virginia - Washington | Investment Advisory Services offered through Cambridge Investment Research Advisors, Inc., A Federally Registered Investment Advisor to residents of: Alaska - California - Colorado - District of Columbia - Florida - Idaho - Maryland - Massachusetts - Nevada - New York - Ohio - Oregon - Vermont - Virginia - Washington | Newport Advisory and Cambridge are not affiliated.