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Department of Labor 401k Audit: Are You Ready?

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DOL 401k Audit

A Department of Labor 401k audit can be triggered by an employee complaint or even information you’ve submitted in your retirement plan’s annual Form 5500 filing. Often times a Department of Labor (DOL) audit is a random event, which is why you should always be prepared! Listed below are several key items typically requested in an initial letter [...]

Filed Under: 401(k) Regulations Tagged With: , , , , , , , , ,

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